ndsadvisors.com

Regulatory Services

Overview

In an increasingly regulated business environment, compliance with financial and regulatory frameworks is not optional — it’s essential.
At ND S Advisors, our Regulatory Services practice provides end-to-end advisory and compliance support under FEMA, RBI, SEBI, and NBFC regulations.

We help businesses, investors, and financial institutions navigate complex Indian and cross-border regulations with clarity, ensuring every transaction and structure aligns with legal and procedural requirements.


Foreign Exchange Advisory Services

Inbound, Outbound Investments & Foreign Trade (FEMA)

Our team offers specialized FEMA advisory covering cross-border transactions, investments, and trade compliance.
We assist Indian businesses receiving foreign investments and those expanding abroad, ensuring that all transactions comply with RBI and FEMA guidelines.

Our FEMA Advisory Includes:

  • Structuring of inbound and outbound investments

  • Advisory on foreign remittances, loans, and guarantees

  • Filing of FC-GPR, FC-TRS, and FLA returns with RBI

  • Setting up liaison, branch, or project offices in India

  • Advisory on external commercial borrowings (ECB) and overseas direct investments (ODI)

  • FEMA due diligence and representation before authorities

Our approach ensures every transaction is compliant, transparent, and structured for both regulatory and tax efficiency.


NRI Advisory: FEMA and Other Regulations

We provide dedicated advisory for Non-Resident Indians (NRIs) to manage their investments, property transactions, and income in India while staying compliant with FEMA, Income Tax, and RBI regulations.

Our NRI Services Include:

  • FEMA compliance for asset transfers, gifts, and inheritances

  • Repatriation of funds and foreign remittance documentation

  • Advisory on NRO/NRE/FCNR accounts

  • Real estate purchase/sale compliance for NRIs

  • Coordination with banks and authorized dealers for RBI reporting

Whether it’s investing back in India or managing assets abroad, we ensure full regulatory compliance with a practical, risk-aware approach.


Gift City / IFSC Services

India’s International Financial Services Centre (IFSC) at GIFT City is emerging as a global hub for finance and innovation.
We assist corporates, funds, fintechs, and individuals in establishing operations within GIFT City — leveraging its tax, regulatory, and financial advantages.

Our Services Include:

  • Entity setup under IFSCA guidelines

  • Tax structuring for GIFT City entities

  • Licensing support for finance, insurance, and fund management

  • Compliance and reporting with IFSCA and RBI

  • Advisory for fintech and international business operations

Our team ensures that every client entering the IFSC ecosystem benefits from India’s most progressive regulatory platform.


SEBI & NBFC Advisory

Securities and Exchange Board of India (SEBI) Consultation and Advisory

We assist listed and unlisted companies, intermediaries, and investors in complying with SEBI regulations and disclosure requirements.

Our SEBI Advisory Covers:

  • Listing and delisting compliance

  • Insider trading and takeover regulations

  • Issue of shares, ESOPs, and preferential allotments

  • Periodic disclosure and corporate governance compliance

  • Representation and coordination with SEBI and stock exchanges

We ensure clients maintain transparent investor relations while meeting every regulatory obligation with precision.


NBFC (Non-Banking Financial Companies) Advisory and Compliances

We provide end-to-end advisory and compliance services for NBFCs — from registration and licensing to ongoing regulatory reporting.

Our NBFC Services Include:

  • NBFC registration with RBI

  • Preparation and filing of returns and reports

  • Compliance with prudential norms and liquidity frameworks

  • Audit, due diligence, and policy review support

  • Assistance in conversion, merger, or change in control

Our goal is to help financial institutions operate confidently within India’s regulatory ecosystem — compliant, well-governed, and growth-ready.


Why ND S Advisors

  • Deep expertise across FEMA, RBI, SEBI, and NBFC regulations

  • Strong advisory track record for cross-border and financial institutions

  • Seamless integration of legal, tax, and compliance perspectives

  • Client-focused execution with confidentiality and precision


Talk to Our Regulatory Experts

Whether you’re expanding internationally, investing in India, or managing a regulated business, ND S Advisors provides the expertise to ensure every move is compliant and strategically sound.

[Contact Us] to schedule a consultation.

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