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Compliance Services · ROC · Companies Act, 2013

Compliance Services your compliance, fully managed.

End-to-end company compliance services in Mumbai and across India — annual and event-based ROC filings, board and AGM governance, statutory registers, secretarial support, and compliance health checks for companies and LLPs.

Compliance services cover the continuous statutory obligations of a company under the Companies Act, 2013 — not just the once-a-year filings, but every meeting, register, resolution, and event-based report that keeps the company legally in order. For most businesses, the challenge is not understanding that compliance matters, but tracking dozens of obligations and deadlines reliably through the year.

The cost of getting it wrong is concrete. Late filings carry a flat penalty of Rs 100 per day per form with no cap, directors can be disqualified for persistent default, and a company can be struck off entirely. A clean compliance record, by contrast, keeps the company fundable, tender-eligible, and ready for any due diligence.

Our compliance services give a company a single, managed compliance function — a calendar of every annual and event-based obligation, drafting of board and AGM documents, maintenance of statutory registers, timely ROC filings, and periodic health checks to catch and remediate any default. It is designed so the business owner can focus on operations while compliance simply runs.

Our Compliance Services

01

Annual ROC Compliance

Filing of AOC-4, MGT-7, and DIR-3 KYC and all year-end company compliance.

02

Event-Based Filings

Reporting of director, capital, office, and charge changes within statutory timelines.

03

Board & AGM Compliance

Drafting of notices, agendas, resolutions, and minutes for board and general meetings.

04

Statutory Registers

Maintenance of the registers of members, directors, charges, and transfers.

05

Auditor & DPT-3 Compliance

ADT-1 auditor filings, DPT-3 returns, and coordination of the statutory audit.

06

Compliance Health Check

Review of past filings to identify defaults and a plan to restore good standing.

07

Secretarial Support

Ongoing outsourced company secretary support for governance and records.

08

Compliance Calendar

A managed, dated calendar of every obligation specific to the company.

Our Compliance Workflow

1

Compliance Audit

Review of incorporation records and past filings to map every obligation and gap.

2

Calendar Build

A dated calendar of all annual and event-based filings for the year ahead.

3

Document Drafting

Drafting of resolutions, minutes, and ROC forms ahead of each deadline.

4

ROC Filing

Timely filing of every form on the MCA portal with DSC validation.

5

Health Monitoring

Periodic health checks to keep the company in clean, good standing.

Benefits of Managed Compliance

Avoidance of Rs 100 per day late-filing penalties
Protection of directors from disqualification
Company kept active and not struck off
Audit-ready records for funding and tenders
Every deadline tracked on one calendar
Clean MCA data for investor due diligence
Governance and registers properly maintained
Owner free to focus on the business

Frequently Asked Questions

They include annual and event-based ROC filings, board and AGM compliance, statutory registers, and compliance health checks.

Late filing attracts Rs 100 per day per form with no cap, and persistent default can lead to disqualification or strike-off.

Yes. Even inactive companies must file annual returns or formally obtain dormant status to stay compliant.

It is a review of a company's past filings to identify any defaults and create a plan to restore good standing.

Yes. A managed compliance service runs the entire calendar, drafting, and filing so the business owner does not have to.

Need a Compliance Partner?

Whether you are catching up on defaults or want compliance run for you year round, talk to our team for a managed, deadline-driven compliance service.

Talk to a Compliance Expert or call +91 9819 000 511